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LEED v4.1

Core and Shell

Energy and Atmosphere
Optimize Energy Performance

LEED CREDIT

CS-v4.1 EAc2: Optimize Energy Performance 1-18 points

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Marcus Sheffer

7group / Energy Opportunities
LEED Fellow

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Intent

To achieve increasing levels of energy performance beyond the prerequisite standard to reduce environmental and economic harms associated with excessive energy use and greenhouse gas emissions that disproportionately impact frontline communities.

Requirements

Analyze efficiency measures during the design process and account for the results in design decision making. Use energy simulation of efficiency opportunities, past energy simulation analyses for similar buildings, or published data (e.g., Advanced Energy Design Guides) from analyses for similar buildings.

Analyze efficiency measures, focusing on load reduction and HVAC-related strategies (passive measures are acceptable) appropriate for the facility. Project potential energy savings and holistic project cost implications related to all affected systems.

Choose one of the options below.

Option 1. Energy Performance Compliance (1–18 points except Schools and Healthcare, 1–16 points Schools, 1–20 points Healthcare)
Demonstrate a Performance Cost Index (PCI)1 below the Performance Cost Index Target (PCIt) calculated in accordance with Section 4.2.1.1 of ANSI/ASHRAE/IESNA Standard 90.1-2016, Appendix G, Table 4.2.1.1. For mixed use buildings, the required PCI shall be calculated by using an area weighted average of the building types.

Calculate the PCI, PCIt, and percentage improvement using metrics of cost and greenhouse gas (GHG) emissions.

Total LEED points for EAc Optimize Energy Performance are determined by summing the points documented in Table 1 (energy cost metric) plus the points documented in Table 2 (GHG emissions metric), where points for each Table are determined based on the project percent improvement PCI below the PCIt documented for each metric.

Table 1. Points for percentage improvement in energy performance – Percent Cost PCI below PCIt (1-9 points NC and CS, 1-8 points Schools, 1-10 points Healthcare)
New Construction Healthcare, Major Renovation, CS Points BD+C (except Schools, Healthcare) Points Healthcare Points Schools
5% 2% 1 1 1
10% 5% 2 2 2
15% 10% 3 3 3
20% 15% 4 4 4
25% 20% 5 5 5
30% 25% 6 6 6
35% 30% 7 7 7
40% 35% 8 8
45% 40% 9 9 8
50% 45% EP 10 EP
50% EP
Table 2. Points for percentage improvement in energy performance – Percent Greenhouse Gas Emissions PCI below PCIt (1-9 points NC, 1-8 points Schools, 1-10 points Healthcare)
New Construction Healthcare, Major Renovation, CS, Points BD+C (except Schools, Healthcare) Points Healthcare Points Schools
5% 2% 1 1 1
10% 5% 2 2 2
16% 10% 3 3 3
24% 16% 4 4 4
32% 24% 5 5 5
40% 32% 6 6 6
50% 40% 7 7 7
65% 50% 8 8
80% 65% 9 9 8
100% 80% EP 10 EP
100% EP

Table 1 and Table 2 Notes

1. BD+C projects except Data Centers with Proposed Building Unregulated Energy exceeding 50% of the total Proposed Building Performance for the referenced metric (cost of GHG emissions), and BD+C: Data Centers projects with at least 40% gross colocation data center area may use the “Healthcare, Major Renovation, CS” column in lieu of the “New Construction” column.

2. Renewable Energy:

  • On-site renewable energy: For Table 1 and Table 2, on-site or on-campus renewable energy that meets ASHRAE Standard 90.1-2016 Section G 2.4.1 requirements for on-site renewable may be subtracted from the Proposed Building Performance in accordance with ASHRAE Standard 90.1-2016 Section G 2.4.1.
  • For the Table 2 greenhouse gas emissions metric, Tier 2 New off-site renewables documented in EA Credit Renewable Energy may be subtracted from proposed greenhouse gas emissions for electricity prior to calculating proposed building performance. Projects in locations where hourly electric greenhouse gas emissions factors are available must document performance for the baseline, proposed, and renewable generation using hourly electric emissions factors.
Option 2. Prescriptive Compliance: ASHRAE Advanced Energy Design Guide (1–6 points, 1-4 points CS)

To be eligible for Option 2, projects must meet the Scope requirements of the applicable AEDGs (or combination of AEDGs for mixed use), and projects must use the ASHRAE 90.1-2016 Prescriptive compliance path in EA Prerequisite Minimum Energy Performance.

Implement and document compliance with the applicable recommendations and standards in Chapter 4, Design Strategies and Recommendations by Climate Zone, for the appropriate ASHRAE 50% Advanced Energy Design Guide and climate zone.

ASHRAE 50% Advanced Energy Design Guide for Small to Medium Office Buildings
  • Building envelope: roofs, walls, floors, slabs, doors, continuous air barriers, and vertical fenestration (1 point, 2 points CS)
  • Interior and exterior lighting, including daylighting and interior finishes (1 point).
  • Plug loads, including equipment and controls (2 points, 0 points CS)
  • HVAC Systems and Controls (2 points, 1 point CS).
ASHRAE 50% Advanced Energy Design Guide for Medium to Large Box Retail Buildings
  • Building envelope: roofs, walls, floors, slabs, doors, vestibules and fenestration – all orientations (1 point, 2 points CS)
  • Interior and exterior lighting, excluding lighting power density for sales floor (1 point).
  • Additional interior lighting for sales floor (1 point, 0 points CS)
  • Plug loads, including equipment choices and controls (1 point, 0 points CS)
  • HVAC efficiency and control requirements (2 points, 1 point CS).
ASHRAE 50% Advanced Energy Design Guide for K–12 School Buildings
(Not applicable for CS)
  • Building envelope: roofs, walls, floors, slabs, doors and vertical fenestration (1 point)
  • Interior and exterior lighting, including daylighting and interior finishes (1 point)
  • Plug loads, including equipment choices, controls, and kitchen equipment (2 points)
  • HVAC efficiency and control requirements (2 points)
ASHRAE 50% Advanced Energy Design Guide for Large Hospitals
  • Building envelope: roofs, walls, floors, slabs, doors, vestibules, continuous air barriers, and vertical fenestration (1 point, 2 points CS)
  • Interior and exterior lighting, including daylighting (form or nonform driven) and interior finishes (1 point).
  • Plug loads, including equipment choices, controls, and kitchen equipment (1 point, 0 points CS)
  • HVAC and Service Water Heating Systems and Equipment (2 points, 1 point CS)
ASHRAE 50% Advanced Energy Design Guide for Grocery Stores
  • Building envelope: roofs, walls, floors, slabs, doors, vestibules, continuous air barriers, and vertical fenestration (1 point, 2 points CS)
  • Interior and exterior lighting, including sales floor (1 points)
  • Refrigeration, Plug, and Process loads, including equipment choices and controls (2 points, 0 points CS)
  • HVAC efficiency and control requirements (1 point)
OPTION 3. Systems Optimization (1-6 points)
To be eligible for Option 3, projects must use the ASHRAE 90.1-2016 Prescriptive compliance path in EA Prerequisite Minimum Energy Performance, and must not have more than 2,000 square feet of data center space, laboratory space, or manufacturing space.

Demonstrate an improvement beyond ASHRAE/ASHRAE/IESNA Standard 90.1–2016, with errata, for the following systems as applicable to the project scope: Interior and Exterior Lighting; Daylight controls; Building envelope; HVAC and service water heating equipment efficiency; and Equipment and appliances.

Use any combination of the strategies in any or all of the categories below, for a maximum of up to 6 points.

  • Interior and Exterior Lighting:
    • 15% lighting power reduction (1 point)
    • 30% lighting power reduction (1 point)
    • 45% lighting power reduction (1 point)
  • Daylight controls: Install daylight-responsive controls for a given percentage of connected lighting load (lighting in non-regularly occupied space with occupant sensor controls may be excluded from connected lighting load).
    • 40% (1 point)
  • Building envelope:
    • Climate Zones 1 – 2: Achieve 2 of the 3 strategies below for 1 point.
      • Thermal Mass Enclosure: More than 70% of opaque above-grade wall area meets ASHRAE 90.1-2016 definition for “mass wall”; and more than 70% of floor area meets ASHRAE 90.1-2016 definition for “mass floor”
      • 25% Envelope UA reduction
      • 50% SHGC reduction (including window shade factors)
    • Climate Zones 3 – 8: Achieve 2 of the 3 strategies below for 1 point.
  • HVAC and Service Water Heating Equipment Efficiency:
    • Reduction in total fan power allowance of:
      • 20% (1 point)
    • Improvement in efficiency for at least 75% of the combined cooling, heating, and service water heating capacity
      • 20% (1 point)
      Electric resistance heating except heat pump auxiliary heat must be included in total capacity.
  • Equipment and Appliances: Install a percentage (by rated power) of eligible equipment and appliances meeting the following requirements:
    • ENERGY STAR equipment including appliances, office equipment, electronics, and commercial food service equipment (lighting and building envelope products are excluded from this credit). (Electronic Product Environmental Assessment Tool (EPEAT) equipment may be used in lieu of Energy Star equipment where applicable).
    • Prescriptive commercial kitchen and refrigeration equipment requirements listed in Appendix 3, Table 1.
    The project scope of work must include at least 0.25 Watts per square foot of eligible equipment to apply this strategy.

Percent of Eligible Equipment Installed by Rated Power:
  • 75% (1 point)
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What does it cost?

Cost estimates for this credit

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Our tab contains overall cost guidance, notes on what “soft costs” to expect, and a strategy-by-strategy breakdown of what to consider and what it might cost, in percentage premiums, actual costs, or both.

This information is also available in a full PDF download in The Cost of LEED v4 report.

Learn more about The Cost of LEED v4 »

Addenda

4/21/2023Updated: 5/9/2023
Rating System Correction
Description of change:
Edit Intent to read as: "...with excessive energy use and greenhouse gas emissions that disproportionately impact..."

In the first paragraph under Option 1, change "Section 4.2.1.1" to "Section 4.2.1.3"

Replace the 2nd, 3rd, and 4th paragraph under Option 1 with the following:
"Calculate the PCI, PCIt, and percentage improvement using metrics of cost and greenhouse gas (GHG) emissions.

Total LEED points for EAc Optimize Energy Performance are determined by summing the points documented in Table 1 ( energy cost metric) plus the points documented in Table 2 (GHG emissions metric), where points for each Table are determined based on the project percent improvement PCI below the PCIt documented for each metric.

Delete all text between Table 1 and Table 2.

Add/edit the Table 1 and Table 2 notes as follows:

For BD+C:
1. BD+C projects except Data Centers with Proposed Building Unregulated Energy exceeding 50% of the total Proposed Building Performance for the referenced metric (cost or GHG emissions), and BD+C: Data Centers projects with at least 40% gross colocation data center area may use the “Healthcare, Major Renovation, CS” column in lieu of the “New Construction” column.
2. Renewable Energy:
• On-site renewable energy: For Table 1 and Table 2, on-site or on-campus renewable energy that meets ASHRAE Standard 90.1-2016 Section G 2.4.1 requirements for on-site renewable may be subtracted from the Proposed Building Performance in accordance with ASHRAE Standard 90.1-2016 Section G 2.4.1.
• For the Table 2 greenhouse gas emissions metric, Tier 2 New off-site renewables documented in EA Credit Renewable Energy may be subtracted from proposed greenhouse gas emissions for electricity prior to calculating proposed building performance. Projects in locations where hourly electric greenhouse gas emissions factors are available must document performance for the baseline, proposed, and renewable generation using hourly electric emissions factors.

For ID+C:
Add #2: "• For the Table 2 greenhouse gas emissions metric, Tier 2 New off-site renewables documented in EA Credit Renewable Energy may be subtracted from proposed greenhouse gas emissions for electricity prior to calculating proposed building performance. Projects in locations where hourly electric greenhouse gas emissions factors are available must document performance for the baseline, proposed, and renewable generation using hourly electric emissions factors"

Delete the "Retail Only" section

Campus Applicable
No
Internationally Applicable:
No
4/21/2023Updated: 5/9/2023
Reference Guide Correction
Description of change:
Under Guidance, replace the first paragraph with: Refer to the consolidated guidance within EA Prerequisite Minimum Energy Performance, since the requirements and LEED documentation are closely linked for EA Prerequisite Minimum Energy Performance and EA Credit Optimize Energy Performance"

Under Further Explanation, Calculations, delete the language that starts "For Table 1: ...."

Replace entire "Applying Renewable Energy Savings" section with: "See EA Prerequisite Minimum Energy Performance, Further Explanation, Applying Renewable Savings Only projects pursuing Option 1 of this credit may count savings from renewable energy systems."

Under Exemplary Performance, revise third bullet to read as: " Use actual utility rates including all applicable seasonal, TOU, and demand components when calculating cost savings AND hourly greenhouse gas emissions factors when calculating greenhouse gas emissions savings."
Campus Applicable
No
Internationally Applicable:
No
4/9/2021Updated: 6/10/2021
Form Update
Description of change:
Update the table for "Daylight Controls" in the form as described below.

Changes to be made to Table: Lighting Controls:

1. Delete the column "Sensor Type"

2. Delete the column "Load with Occupant Sensors (W)"

3. Revise the rows in the table that are automatically calculated (below the row(s) where the user reports "Space type" and "Load with Daylight Sensors") to the following:

• Total connected lighting load (Watts)
• Allowable exclusion: Connected lighting power for non-regularly occupied space with occupant sensor controls (Watts)
• Connected lighting load with allowable exclusion (Watts)
• Percent connected load with daylighting sensors

4. The value for the row "Total connected lighting load (Watts)" does not change - it remains the "Total" value from Table: Lighting power summary in the form.

5. The value for the row "Allowable exclusion: Connected lighting power for non-regularly occupied space with occupant sensor controls (Watts)" is entered by the user.

6. the value for the row "Connected lighting load with allowable exclusion (Watts)"
= Total Connected lighting load – Allowable Exclusion

7. The value for the row "percent connected load with daylighting sensors" = total summed power with daylight sensors divided by Calculated value for connected lighting load with allowable exclusion(s) above.
Campus Applicable
No
Internationally Applicable:
No
4/9/2021Updated: 4/19/2021
Rating System Correction
Description of change:
EA prerequisite Minimum Energy Performance:
- revise Intent to read as follows: "To promote resilience and reduce the environmental and economic harms of excessive energy use that disproportionately impact frontline communities by achieving a minimum level of energy efficiency for the building and its systems."

EA credit Optimize Energy Performance:
- revise Intent to read as follows: "To achieve increasing levels of energy performance beyond the prerequisite standard to reduce environmental and economic harms associated with excessive energy use that disproportionately impact frontline communities."
Campus Applicable
No
Internationally Applicable:
No
7/25/2019Updated: 3/1/2021
Reference Guide Correction
Description of change:
IP credit Integrative Process

Under the heading "Energy-Related Systems" add the following text:
"Establish an energy performance target no later than the schematic design phase. The target must be established using one of the following metrics:
• kBtu per square foot-year (kWh per square meter-year) of site energy use
• kBtu per square foot-year (kWh per square meter-year) of source energy use
• pounds per square foot-year (Kg per square meter-year) of greenhouse gas emissions
• energy cost per square foot-year (cost per square meter-year)"

EA credit Optimize Energy Performance

Delete the following requirement:
"Establish an energy performance target no later than the schematic design phase. The target must be established using one of the following metrics:
• kBtu per square foot-year (kWh per square meter-year) of site energy use
• kBtu per square foot-year (kWh per square meter-year) of source energy use
• pounds per square foot-year (Kg per square meter-year) of greenhouse gas emissions
• energy cost per square foot-year (cost per square meter-year)"

EA credit Optimize Energy Performance, Step by Step:

Delete bullet point "Establish an energy use intensity (EUI) target no later than schematic design using one of the required metrics noted".
Campus Applicable
No
Internationally Applicable:
No
7/25/2019Updated: 3/1/2021
Rating System Correction
Description of change:
IP credit Integrative Process

Under the heading "Energy-Related Systems" add the following text:
"Establish an energy performance target no later than the schematic design phase. The target must be established using one of the following metrics:
• kBtu per square foot-year (kWh per square meter-year) of site energy use
• kBtu per square foot-year (kWh per square meter-year) of source energy use
• pounds per square foot-year (Kg per square meter-year) of greenhouse gas emissions
• energy cost per square foot-year (cost per square meter-year)"

EA credit Optimize Energy Performance

Delete the following requirement:
"Establish an energy performance target no later than the schematic design phase. The target must be established using one of the following metrics:
• kBtu per square foot-year (kWh per square meter-year) of site energy use
• kBtu per square foot-year (kWh per square meter-year) of source energy use
• pounds per square foot-year (Kg per square meter-year) of greenhouse gas emissions
• energy cost per square foot-year (cost per square meter-year)"

EA credit Optimize Energy Performance, Step by Step:

Delete bullet point "Establish an energy use intensity (EUI) target no later than schematic design using one of the required metrics noted".
Campus Applicable
No
Internationally Applicable:
No
11/9/2020Updated: 2/3/2021
Form Update
Description of change:
Updated to align with v4.1 November 2020 Addenda
Campus Applicable
No
Internationally Applicable:
No
11/9/2020Updated: 12/7/2020
Regional ACP
Description of change:
See the Resource Library for full ACP requirements and documentation.
Campus Applicable
No
Internationally Applicable:
No
11/10/2020Updated: 11/25/2020
Rating System Correction
Description of change:
Option 1

1. Below Table 1 Points for percentage improvement in energy performance – % Cost PCI below PCIt, in the sentence that reads "New Tier 2 off-site renewable energy as...", replace the word "New" with "Tier 2".

Option 2

2. Delete all three instances of the sentence "CS: Minimum 20% of building area must have a complete lighting design."

3. Delete all four instances of the sentence "CS scope of work must include at least 20% of the building’s projected cooling capacity, heating capacity, and fan volume"

Option 3

4. Revise Option 3 title to read as follows: "Option 3. Systems Optimization (1-6 points)"

5. Delete sentence "Each three strategies earn 1 point (For Core & Shell lighting and HVAC efficiency measures, the project scope of work must include a complete design for at least 20% of the building area to qualify)"

6. Below the sentence "Demonstrate an improvement beyond ASHRAE/ASHRAE/IESNA Standard 90.1–2016, with errata, for the following systems:" add the following sentence:
"Use any combination of the strategies in any or all of the categories below, for a maximum of up to 6 points."

7. Interior and Exterior Lighting: At the end of each the three identified % lighting power reduction thresholds, add "(1 point)"

8. Daylight controls: Replace "35%" with "40% (1 point)". Delete the "70%" threshold.

9. Building envelope: next to each heading "Climate Zones 1 – 2:" and "Climate Zones 3 - 8:" add the sentence "Achieve 2 of the 3 strategies below for 1 point."

10. HVAC and Service Water Heating Equipment Efficiency:
- Reduction in total fan power allowance: replace the 15% threshold with the following text: "20% (1 point) and delete the "30%" and "45%"
- Next to the 20% threshold, add "(1 point)" and delete the "10%" and "30%"

11. Percent of Eligible Equipment Installed by Rated Power: replace "20%" with "75% (1 point)" and delete all other thresholds in the bulleted list
Campus Applicable
No
Internationally Applicable:
No
11/10/2020Updated: 11/25/2020
Rating System Correction
Description of change:
In the Further Explanation section "Applying Renewable Energy Savings", in the sentence that begins "For the metric of greenhouse gas emissions...", replace the word "new" with "Tier 2".
Campus Applicable
No
Internationally Applicable:
No
7/25/2019Updated: 7/30/2019
Reference Guide Correction
Description of change:
Add the following reference to the list of Referenced Standards, including the direct link to the resource:

Developing Performance Cost Index Targets for ASHRAE Standard 90.1 Appendix G - Performance Rating Method
https://www.pnnl.gov/main/publications/external/technical_reports/PNNL-2...
Campus Applicable
No
Internationally Applicable:
No
7/25/2019Updated: 7/30/2019
Reference Guide Correction
Description of change:
After the "Referenced Standards" section of the Further Explanation section, add a new section "Exemplary Performance" to the guidance for the rating systems shown below:

BD+C:
"Exemplary Performance:
Option 1. Achieve 55% savings in the cost metric, achieve 100% savings in the greenhouse gas emissions metric, or use actual utility rates when calculating cost savings and hourly greenhouse gas emissions factors when calculating greenhouse gas emissions savings."

ID+C:
"Exemplary Performance:
Option 1. Achieve 36% savings in the cost metric, achieve 100% savings in the greenhouse gas emissions metric, or use actual utility rates when calculating cost savings and hourly greenhouse gas emissions factors when calculating greenhouse gas emissions savings."
Campus Applicable
No
Internationally Applicable:
No
4/9/2019
LEED Interpretation
Inquiry:

Our project is subject to ASHRAE Standard 90.1-2013 for code compliance. To pursue Option 1: Energy Performance Compliance in LEED v4.1 BD+C, is there a methodology for documenting additional energy performance for LEED v4.1 projects regulated by ASHRAE Standard 90.1-2013?

Ruling:

Yes, projects applying Option 1: Energy Performance Compliance, and regulated by ASHRAE Standard 90.1-2013 or IECC 2015 may document achievement of LEED v4.1 BD+C EA Prerequisite Minimum Energy Performance and EA Credit Optimize Energy Performance as described below:
Comply with all mandatory provisions of ASHRAE Standard 90.1-2013 or IECC 2015.

AND

Demonstrate a Percentage improvement in the Proposed Building Performance beyond the Baseline Building performance in accordance with ANSI/ASHRAE/IESNA Standard 90.1-2013, Appendix G.

Calculate the Baseline Building Performance, Proposed Building Performance, and Percentage Improvement using metrics of cost and greenhouse gas (GHG) emissions. For each energy source serving the building, the GHG emission factors must be identical for the Baseline and Proposed building models.

The LEED prerequisite Percentage Improvement requirements may be demonstrated either using metrics of cost from Table 1 or greenhouse gas (GHG) emissions from Table 2. LEED points are calculated based on the project percent improvement for cost and GHG emissions. Total points have been divided equally between the metrics of energy cost and greenhouse gas emissions. Points are awarded according to Table 1 and Table 2.

For project percent improvement for the cost metric, on-site renewable energy may be subtracted from proposed energy cost prior to calculating proposed building performance per ASHRAE Standard 90.1-2013 Section G 2.4.1.

Table 1. Points for percentage improvement in energy performance – Cost (1-9 points NC and CS, 1-8 points Schools, 1-10 points Healthcare)

New
Construction
(except
Healthcare,
Schools,
Multifamily
Residential)
Healthcare,
Major
Renovation,
CS

Schools
Points
BD+C
(except
Schools,
Healthcare)
Points
Healthcare
Points
Schools

7%
3%
15%
Prerequisite
Prerequisite
Prerequisite

12%
5%
20%
1
1
1

17%
8%
25%
2
2
2

22%
13%
30%
3
3
3

27%
18%
35%
4
4
4

32%
23%
40%
5
5
5

37%
28%
45%
6
6
6

42%
33%
50%
7
7
7

47%
38%
-
8
8
-

52%
43%
60%
9
9
8

57%
48%
65%
EP
10
EP

-
53%
-
-
EP
-

On-site renewable energy may be subtracted from proposed greenhouse gas emissions prior to calculating proposed building performance per ASHRAE Standard 90.1-2013 Section G 2.4.1. New off-site renewable energy as defined in EA credit Renewable Energy may be subtracted from proposed greenhouse gas emissions prior to calculating proposed building performance.

Table 2. Points for percentage improvement in energy performance – Greenhouse Gas Emissions (1-9 points NC, 1-8 points Schools, 1-10 points Healthcare)

New Construction (except Healthcare, Schools, Multifamily Residential)
Healthcare, Major Renovation, CS
Schools
Points BD+C (except Schools, Healthcare)
Points Healthcare
Points Schools

7%
3%
15%
Prerequisite
Prerequisite
Prerequisite

12%
5%
20%
1
1
1

17%
8%
25%
2
2
2

23%
13%
31%
3
3
3

31%
19%
37%
4
4
4

39%
27%
43%
5
5
5

47%
35%
50%
6
6
6

55%
43%
60%
7
7
7

65%
50%
-
8
8
-

80%
65%
80%
9
9
8

100%
80%
100%
EP
10
EP

-
100%
-
-
EP
-

Campus Applicable
No
Internationally Applicable:
No
7/2/2018
LEED Interpretation
Inquiry:

Our project is located in California. To pursue Option 1: Whole Building Simulation, is there a methodology for documenting additional energy performance for LEED v4 projects regulated by Title 24-2016 or later?

Ruling:

Project Type(NC = New Construction)
(CS = Core & Shell or unfinished space)
(CI = Interior Fitout)

Additional Percent Savings

Title 24 2016 /
Title 24 2019

Title 24 2022 (or later)

Added to ASHRAE 90.1-2010 (v4)
Added to ASHRAE 90.1-2010 (v4)
Added to ASHRAE 90.1-2016 (v4.1)

TDV Energy (replacing cost & GHG metrics)
TDV Energy (replacing cost metric)
SOURCE Energy (replacing GHG metric)
TDV Energy (replacing cost metric)

SOURCE Energy (replacing GHG metric)

Building Design & Construction (BD+C):

NC - Office
7%
18%
20%
4%
6%

NC - Retail (except restaurant/grocery)
8%
25%
29%
10%
14%

NC - Restaurant / Grocery
0%
18%
20%
4%
6%

NC – School
7%
20%
25%
5%
10%

NC – Healthcare
0%
8%
8%
2%
2%

NC – Hospitality
8%
15%
20%
0%
5%

NC – Warehouse
0%
28%
28%
10%
10%

NC – Multifamily (4+ stories)
8%
16%
20%
4%
8%

Multifamily low-rise (<4 stories)1
8%
16%
20%
4%
8%

Single family residential1
8%
16%
20%
4%
8%

Data Center
0%
10%
10%
0%
0%

All Other (< 50% unregulated TDV)
0%
15%
15%
5%
5%

All Other (≥50% unregulated TDV)
0%
8%
8%
0%
0%

CS-Office
5%
12%
16%
1%
4%

CS-Retail (except restaurant/grocery)
7%
20%
25%
5%
10%

CS-Restaurant/grocery
0%
13%
15%
2%
3%

CS-School
7%
15%
20%
2%
8%

CS-Healthcare
0%
8%
8%
2%
2%

CS-Hospitality
7%
11%
15%
0%
4%

CS-Warehouse
0%
21%
21%
6%
6%

CS-Multifamily
7%
9%
13%
1%
4%

CS-All Other
0%
8%
8%
0%
0%

Interior Design & Construction (ID+C):

CI-Office
6%
Use v4.1
Use v4.1
0%
0%

CI-Retail (except restaurant/grocery)
7%
Use v4.1
Use v4.1
6%
6%

CI-Restaurant/grocery
0%
Use v4.1
Use v4.1
0%
0%

CI-School
7%
Use v4.1
Use v4.1
3%
3%

CI-Healthcare
0%
Use v4.1
Use v4.1
0%
0%

CI-Hospitality
7%
Use v4.1
Use v4.1
0%
0%

CI-Warehouse
0%
Use v4.1
Use v4.1
9%
9%

CI-Multifamily
7%
Use v4.1
Use v4.1
0%
0%

CI-All Other
0%
Use v4.1
Use v4.1
0%
0%

Campus Applicable
No
Internationally Applicable:
No
7/8/2017
LEED Interpretation
Inquiry:

ASHRAE 90.1 Appendix G states: “Where a complete lighting system exists, the actual lighting power for each thermal block shall be used in the model.” This allows credit to be claimed in tenant spaces when “a complete lighting system” for these spaces designed and installed within the Core & Shell project scope of work. However, for tenant spaces in a Core & Shell building where tenant sales and lease agreements do not address future changes to the installed lighting, it is unclear what constitutes “a complete lighting system.”

If the documentation demonstrates that tenant space layout is complete, and that a lighting system has been designed and installed such that the tenants most likely to occupy the space can use the space for its intended function without alterations to the lighting system, shall this be considered a “complete lighting system”?

If space layout is incomplete, and a lighting system has been installed that provides adequate illumination for the open space in its current configuration, shall this be considered a “complete lighting system”?

Ruling:

For Projects registered prior to March 1, 2024:
Clarification is requested regarding the definition of a “complete lighting system” for projects where credit is claimed for lighting installed in tenant spaces within the Core & Shell project scope of work.

Core and Shell projects which design, install, and commission complete lighting systems, and demonstrate that the lighting is sufficient for the anticipated tenant uses may use the installed lighting power in the Proposed case energy model for EA Prerequisite: Minimum Energy Performance. All relevant ASHRAE 90.1 Section 9.4 Mandatory Provisions must be designed, installed, and commissioned in the tenant space within Core & Shell project scope of work.

Projects installing complete lighting systems in tenant spaces may not claim more than a 20% reduction in lighting power density for the purposes of prerequisite and credit achievement calculations. Alternatively, to claim more than 20% lighting power savings for a complete lighting system, the greater of the installed lighting power or the tenant required lighting power density may be modeled in the proposed case if a binding owner commitment letter with a sample tenant sales and lease agreement is provided establishing tenant lighting power requirements.

For Projects registered after March 1, 2024:
Clarification is requested regarding the definition of a “complete lighting system” for projects where credit is claimed for lighting installed in tenant spaces within the Core & Shell project scope of work.

Core and Shell projects which design, install, and commission complete lighting systems, and demonstrate that the lighting is sufficient for the anticipated tenant uses may use the installed lighting power in the Proposed case energy model for EA Prerequisite: Minimum Energy Performance. All relevant ASHRAE 90.1 Section 9.4 Mandatory Provisions must be designed, installed, and commissioned in the tenant space within Core & Shell project scope of work.

***Updated March 1, 2024 to remove the limit on savings for complete lighting systems and extend applicability to LEED v4.1.

Campus Applicable
No
Internationally Applicable:
Yes
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Intent

To achieve increasing levels of energy performance beyond the prerequisite standard to reduce environmental and economic harms associated with excessive energy use and greenhouse gas emissions that disproportionately impact frontline communities.

Requirements

Analyze efficiency measures during the design process and account for the results in design decision making. Use energy simulation of efficiency opportunities, past energy simulation analyses for similar buildings, or published data (e.g., Advanced Energy Design Guides) from analyses for similar buildings.

Analyze efficiency measures, focusing on load reduction and HVAC-related strategies (passive measures are acceptable) appropriate for the facility. Project potential energy savings and holistic project cost implications related to all affected systems.

Choose one of the options below.

Option 1. Energy Performance Compliance (1–18 points except Schools and Healthcare, 1–16 points Schools, 1–20 points Healthcare)
Demonstrate a Performance Cost Index (PCI)1 below the Performance Cost Index Target (PCIt) calculated in accordance with Section 4.2.1.1 of ANSI/ASHRAE/IESNA Standard 90.1-2016, Appendix G, Table 4.2.1.1. For mixed use buildings, the required PCI shall be calculated by using an area weighted average of the building types.

Calculate the PCI, PCIt, and percentage improvement using metrics of cost and greenhouse gas (GHG) emissions.

Total LEED points for EAc Optimize Energy Performance are determined by summing the points documented in Table 1 (energy cost metric) plus the points documented in Table 2 (GHG emissions metric), where points for each Table are determined based on the project percent improvement PCI below the PCIt documented for each metric.

Table 1. Points for percentage improvement in energy performance – Percent Cost PCI below PCIt (1-9 points NC and CS, 1-8 points Schools, 1-10 points Healthcare)
New Construction Healthcare, Major Renovation, CS Points BD+C (except Schools, Healthcare) Points Healthcare Points Schools
5% 2% 1 1 1
10% 5% 2 2 2
15% 10% 3 3 3
20% 15% 4 4 4
25% 20% 5 5 5
30% 25% 6 6 6
35% 30% 7 7 7
40% 35% 8 8
45% 40% 9 9 8
50% 45% EP 10 EP
50% EP
Table 2. Points for percentage improvement in energy performance – Percent Greenhouse Gas Emissions PCI below PCIt (1-9 points NC, 1-8 points Schools, 1-10 points Healthcare)
New Construction Healthcare, Major Renovation, CS, Points BD+C (except Schools, Healthcare) Points Healthcare Points Schools
5% 2% 1 1 1
10% 5% 2 2 2
16% 10% 3 3 3
24% 16% 4 4 4
32% 24% 5 5 5
40% 32% 6 6 6
50% 40% 7 7 7
65% 50% 8 8
80% 65% 9 9 8
100% 80% EP 10 EP
100% EP

Table 1 and Table 2 Notes

1. BD+C projects except Data Centers with Proposed Building Unregulated Energy exceeding 50% of the total Proposed Building Performance for the referenced metric (cost of GHG emissions), and BD+C: Data Centers projects with at least 40% gross colocation data center area may use the “Healthcare, Major Renovation, CS” column in lieu of the “New Construction” column.

2. Renewable Energy:

  • On-site renewable energy: For Table 1 and Table 2, on-site or on-campus renewable energy that meets ASHRAE Standard 90.1-2016 Section G 2.4.1 requirements for on-site renewable may be subtracted from the Proposed Building Performance in accordance with ASHRAE Standard 90.1-2016 Section G 2.4.1.
  • For the Table 2 greenhouse gas emissions metric, Tier 2 New off-site renewables documented in EA Credit Renewable Energy may be subtracted from proposed greenhouse gas emissions for electricity prior to calculating proposed building performance. Projects in locations where hourly electric greenhouse gas emissions factors are available must document performance for the baseline, proposed, and renewable generation using hourly electric emissions factors.
Option 2. Prescriptive Compliance: ASHRAE Advanced Energy Design Guide (1–6 points, 1-4 points CS)

To be eligible for Option 2, projects must meet the Scope requirements of the applicable AEDGs (or combination of AEDGs for mixed use), and projects must use the ASHRAE 90.1-2016 Prescriptive compliance path in EA Prerequisite Minimum Energy Performance.

Implement and document compliance with the applicable recommendations and standards in Chapter 4, Design Strategies and Recommendations by Climate Zone, for the appropriate ASHRAE 50% Advanced Energy Design Guide and climate zone.

ASHRAE 50% Advanced Energy Design Guide for Small to Medium Office Buildings
  • Building envelope: roofs, walls, floors, slabs, doors, continuous air barriers, and vertical fenestration (1 point, 2 points CS)
  • Interior and exterior lighting, including daylighting and interior finishes (1 point).
  • Plug loads, including equipment and controls (2 points, 0 points CS)
  • HVAC Systems and Controls (2 points, 1 point CS).
ASHRAE 50% Advanced Energy Design Guide for Medium to Large Box Retail Buildings
  • Building envelope: roofs, walls, floors, slabs, doors, vestibules and fenestration – all orientations (1 point, 2 points CS)
  • Interior and exterior lighting, excluding lighting power density for sales floor (1 point).
  • Additional interior lighting for sales floor (1 point, 0 points CS)
  • Plug loads, including equipment choices and controls (1 point, 0 points CS)
  • HVAC efficiency and control requirements (2 points, 1 point CS).
ASHRAE 50% Advanced Energy Design Guide for K–12 School Buildings
(Not applicable for CS)
  • Building envelope: roofs, walls, floors, slabs, doors and vertical fenestration (1 point)
  • Interior and exterior lighting, including daylighting and interior finishes (1 point)
  • Plug loads, including equipment choices, controls, and kitchen equipment (2 points)
  • HVAC efficiency and control requirements (2 points)
ASHRAE 50% Advanced Energy Design Guide for Large Hospitals
  • Building envelope: roofs, walls, floors, slabs, doors, vestibules, continuous air barriers, and vertical fenestration (1 point, 2 points CS)
  • Interior and exterior lighting, including daylighting (form or nonform driven) and interior finishes (1 point).
  • Plug loads, including equipment choices, controls, and kitchen equipment (1 point, 0 points CS)
  • HVAC and Service Water Heating Systems and Equipment (2 points, 1 point CS)
ASHRAE 50% Advanced Energy Design Guide for Grocery Stores
  • Building envelope: roofs, walls, floors, slabs, doors, vestibules, continuous air barriers, and vertical fenestration (1 point, 2 points CS)
  • Interior and exterior lighting, including sales floor (1 points)
  • Refrigeration, Plug, and Process loads, including equipment choices and controls (2 points, 0 points CS)
  • HVAC efficiency and control requirements (1 point)
OPTION 3. Systems Optimization (1-6 points)
To be eligible for Option 3, projects must use the ASHRAE 90.1-2016 Prescriptive compliance path in EA Prerequisite Minimum Energy Performance, and must not have more than 2,000 square feet of data center space, laboratory space, or manufacturing space.

Demonstrate an improvement beyond ASHRAE/ASHRAE/IESNA Standard 90.1–2016, with errata, for the following systems as applicable to the project scope: Interior and Exterior Lighting; Daylight controls; Building envelope; HVAC and service water heating equipment efficiency; and Equipment and appliances.

Use any combination of the strategies in any or all of the categories below, for a maximum of up to 6 points.

  • Interior and Exterior Lighting:
    • 15% lighting power reduction (1 point)
    • 30% lighting power reduction (1 point)
    • 45% lighting power reduction (1 point)
  • Daylight controls: Install daylight-responsive controls for a given percentage of connected lighting load (lighting in non-regularly occupied space with occupant sensor controls may be excluded from connected lighting load).
    • 40% (1 point)
  • Building envelope:
    • Climate Zones 1 – 2: Achieve 2 of the 3 strategies below for 1 point.
      • Thermal Mass Enclosure: More than 70% of opaque above-grade wall area meets ASHRAE 90.1-2016 definition for “mass wall”; and more than 70% of floor area meets ASHRAE 90.1-2016 definition for “mass floor”
      • 25% Envelope UA reduction
      • 50% SHGC reduction (including window shade factors)
    • Climate Zones 3 – 8: Achieve 2 of the 3 strategies below for 1 point.
  • HVAC and Service Water Heating Equipment Efficiency:
    • Reduction in total fan power allowance of:
      • 20% (1 point)
    • Improvement in efficiency for at least 75% of the combined cooling, heating, and service water heating capacity
      • 20% (1 point)
      Electric resistance heating except heat pump auxiliary heat must be included in total capacity.
  • Equipment and Appliances: Install a percentage (by rated power) of eligible equipment and appliances meeting the following requirements:
    • ENERGY STAR equipment including appliances, office equipment, electronics, and commercial food service equipment (lighting and building envelope products are excluded from this credit). (Electronic Product Environmental Assessment Tool (EPEAT) equipment may be used in lieu of Energy Star equipment where applicable).
    • Prescriptive commercial kitchen and refrigeration equipment requirements listed in Appendix 3, Table 1.
    The project scope of work must include at least 0.25 Watts per square foot of eligible equipment to apply this strategy.

Percent of Eligible Equipment Installed by Rated Power:
  • 75% (1 point)

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